New York City at Dawn

Serving the municipal bond market with cutting-edge business and compliance solutions

CONTACT US

Lumesis solutions allow the municipal market to work smarter and more efficiently while also meeting regulatory requirements.

CONTACT US
What Our Clients Are Saying:

“DIVER Underwriter is just the 15c2-12 platform we need to streamline work across our multiple offices and ensure all teams are compliant.”

What Our Clients Are Saying:

“DIVER Municipal Bond Reports are best in class and instrumental in our G-47 compliance.”

What Our Clients Are Saying:

“Lumesis has been a wonderful partner, not only in respect to implementing the DIVER Solution but also with on-going support.”

What Our Clients Are Saying:

“DIVER Underwriter blows the competition
out of the water.”

What Our Clients Are Saying:

“We truly appreciate the clean lines and sophistication of the DIVER output and reporting tools.”

What Our Clients Are Saying:

“We are pre-pleased with the service we have already received from your team as a new client.”

“Whether you are a Compliance Professional charged with protecting your firm, an Advisor interfacing with retail clients or someone working with non-SMMPs, the guesswork around what information to disclose and communicate has been clarified.”

Read More in our White Paper
Municipal Time of Trade Disclosure

Disclosure and Diligence – Still Some Unanswered Questions

It is hard to fathom a market as large and integral to our lives –schools, hospitals, utilities, roads and so much more – where the subject of required disclosure and diligence is still an [...]