Disclosure and Diligence – Still Some Unanswered Questions
Lumesis2017-10-26T13:50:17-04:00It is hard to fathom a market as large and integral to our lives –schools, hospitals, utilities, roads and so much more – where the subject of required disclosure and diligence is still an unsettled issue. While the SEC’s MCDC initiative provided an opportunity for underwriters, issuers and obligated persons to self-report possible violations “involving […]