9/6 2017

Geo Scores for August 2017 and a Recent SEC Order of Interest

2017-10-26T13:18:35-04:00

Geo Scores for August 2017 and a Recent SEC Order of Interest

September 6, 2017

Before getting started, we here at Lumesis send our thoughts and prayers to those impacted by Harvey. This week we bring you the August 2017 DIVER Geo Scores and a look at the SEC’s Beaumont Order.

DIVER Geo Scores are designed to quickly communicate the […]

5/22 2017

Municipal Issuers: Continuing Disclosure Importance and Suggested Best Practices

2017-10-26T13:23:45-04:00

Municipal Issuers – Continuing Disclosure Importance and Suggested Best Practices

May 2017

This week we take a look at the importance of continuing disclosure for Issuers of municipal debt and suggest some best practices.

In the aftermath of the SEC’s MCDC initiative, the municipal market has taken notice of the requirements of 15c2-12 and the anti-fraud provisions […]

2/21 2017

Timing is Everything (or not much at all) and Oroville Dam Obligors

2017-10-26T13:30:36-04:00

February 21, 2017

Timing is Everything (or not much at all) and Oroville Dam Obligors

This week we look at the recently released MSRB report regarding disclosure filings and offer some facts and observations.  We also look at those obligors that might be impacted should the Oroville Dam fail.

Last week, the MSRB released its “Timing of Annual […]