Disclosure Management

Join Lumesis & Ballard Spahr for a live, complimentary webinar to revisit SEC Rule 15c2-12 – Reasonable Diligence and Issuer-Focused Disclosure Management five years post MCDC Settlements.

On May 4, the Securities and Exchange Commission issued a Public Statement, “The Importance of Disclosure for our Municipal Markets,” that encouraged municipal issuers to provide updated financial and other disclosures associated with the effects of COVID-19…

Budget season is always interesting as organizations look to their crystal balls to set goals for the coming year which inevitably includes the arduous task of resource management.

The second week of August saw municipal market disclosures related to the coronavirus pandemic reach almost record level highs of around 1,200 filings.