Legal & Compliance Professionals

Solve municipal market regulatory needs with reliable and efficient solutions applied consistently across your organization

SOLVE Muni Solutions for Legal & Compliance Professionals

Expertise and efficiency to address muni market compliance needs by helping address existing rules and evolving interpretations and amendments to the same

SEC Rule 15c2-12 Reasonable Diligence

Five-year lookback analysis to support SEC Rule 15c2-12 Reasonable Diligence obligation and OS preparation; Audit, financial and operational data, ratings change and bond call analysis available; Summary, issue and CUSIP level analysis; Select depth and breadth of analysis

MSRB Rule G-47: Retail Time-of-Trade Disclosure

Meet Retail Time-of-Trade disclosure (G-47) obligation with a comprehensive muni bond report for every municipal bond including new issues with all information current at time of generation; configurable and editable company disclosure section and white label for client delivery

MSRB Rule G-18: Best Execution

Meet G-18 obligation with the DIVER Secondary Market Pricing tool that identifies comparable trades and levels

MSRB Rule G-27 for Supervision

Access compliance modules for oversight; easy tracking, storage and retrieval in addition to reporting

Learn how DIVER by SOLVE has the expertise, software and team to efficiently address municipal market compliance needs.
  • Competitive and negotiated deals
  • Audit, financial and operational data, ratings changes and bond call analysis available
  • Summary, issue and CUSIP level analysis
  • Select depth and breadth of analysis
  • Muni bond report for every municipal bond including New Issues
  • All information current at time of generation
  • Configurable risk factors/company disclosure; white label for client delivery
  • Comparable bonds and trades identified with details to support comparability
  • Market views of spread and yield for the observation period, last trade and target bond
  • Store notes and results
  • Manager and compliance modules for oversight
  • Tracking, storage and retrieval
  • Reporting

SOLVE News & Muni Insights

We publish market-leading commentary, insights, DIVER product updates and research on key topics in the muni market.

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