SOLVE Muni Solutions for Legal & Compliance Professionals
Expertise and efficiency to address muni market compliance needs by helping address existing rules and evolving interpretations and amendments to the same
SEC Rule 15c2-12 Reasonable Diligence
Five-year lookback analysis to support SEC Rule 15c2-12 Reasonable Diligence obligation and OS preparation; Audit, financial and operational data, ratings change and bond call analysis available; Summary, issue and CUSIP level analysis; Select depth and breadth of analysis
MSRB Rule G-47: Retail Time-of-Trade Disclosure
Meet Retail Time-of-Trade disclosure (G-47) obligation with a comprehensive muni bond report for every municipal bond including new issues with all information current at time of generation; configurable and editable company disclosure section and white label for client delivery
MSRB Rule G-18: Best Execution
Meet G-18 obligation with the DIVER Secondary Market Pricing tool that identifies comparable trades and levels
MSRB Rule G-27 for Supervision
Access compliance modules for oversight; easy tracking, storage and retrieval in addition to reporting