DIVER for Issuers 2017-05-18T14:35:23+00:00

DIVER for Issuers

“SEC disclosure rules pose a special challenge for cash-strapped states and cities, which are under pressure to do more with less. While disclosure rules are less stringent for municipalities than for companies, that doesn’t get them off the hook for even small lapses.”

–The Wall Street Journal “Public Service Calls; Few CFO’s Hear” October 18, 2016

If you are an issuer of municipal debt, increased scrutiny of your 15c2-12 disclosures is the new normal.

DIVER from Lumesis is a cost-effective 15c2-12 solution that delivers issuer disclosure management tools including:

  • Pre-Market Review/Clean-Up of  Filings

    • Ensure Accuracy in the OS
    • Obligor, Issue and CUSIP Level Filing Analysis
    • Maximize Access to Capital Markets
  • Alerts for Audit, Financial/Operating, Rating Filing Requirements

    • Due Dates
    • Financial/Operating Data Requirements
    • Maximize Access to Capital Markets
  • Post-Filing Analysis to Support Ongoing Requirements

VIEW THE SEC’s MCDC ISSUER ORDERS
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