DIVER delivers technology, data and information solutions helping firms efficiently meet evolving regulatory changes in the muni market.
How Are You Managing Post-MCDC Underwriting?
DIVER Underwriter leverages technology to help perform “Reasonable Diligence” in a post-MCDC environment. This solution allows Underwriters to efficiently perform their 15c2-12 diligence minimizing the risk of a damaged reputation or fine and so that regulatory compliance does not limit the number of deals they bid.
How Are You Managing Time of Trade Disclosure and Best Execution for your Retail and Non-SMMP Clients?
DIVER Advisor and Price Comp moduleare the result of collaborative input from market participants and regulators to support evolving regulatory needs. Advisor was designed to help firms address MSRB Time of Trade Disclosure (G-47), Supervision (G-27) and Suitability (G-19) rules when trading municipal bonds. Price Comp is a module available to help firms address the MSRB’s Best Execution Rule (G-18) requirements by identifying comparable bonds and provides simple storage and recall of your results.
Looking for a Supervision, Suitability or Dodd-Frank Solution?
DIVER Advisor is the result of collaborative input from market participants and regulators to support evolving regulatory needs. It helps firms address MSRB Supervision (G-27) and Suitability (G-19) rules when trading municipal bonds. It is also used by institutions with Bank Clients to address the Dodd-Frank Standard of Creditworthiness.