Muni Bond Compliance Solutions

Compliance Solutions 2017-06-09T11:42:35+00:00

DIVER delivers technology, data and information solutions helping firms efficiently meet evolving regulatory changes in the muni market.

How Are You Managing 15c2-12 Compliance?

DIVER is the industry-leading 15c2-12 solution. Designed to help Underwriters, Issuers, Muni Advisors and Law Firms efficiently perform due diligence and support the public finance process.

Learn More About DIVER Underwriter, DIVER for Issuers , DIVER for Municipal Advisors and DIVER for Legal Professionals

How Are You Managing Time-of-Trade Disclosure and Best-Execution? 

DIVER Advisor and Price Comp module are the result of collaborative input from market participants and regulators to support evolving regulatory needs. Advisor was designed to help firms address  MSRB Time of Trade Disclosure (G-47), Supervision (G-27) and Suitability (G-19) rules when trading municipal bonds. Price Comp is a module available to help firms address the MSRB’s Best Execution Rule (G-18) requirements by identifying comparable bonds and provides simple storage and recall of your results.

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Looking for a Supervision, Suitability or Dodd-Frank Solution?

DIVER Advisor is the result of collaborative input from market participants and regulators to support evolving regulatory needs. It helps firms address MSRB Supervision (G-27) and Suitability (G-19) rules when trading municipal bonds. It is also used by institutions with Bank Clients to address the Dodd-Frank Standard of Creditworthiness.

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Washington DC Tidal Basin - Muni Bond Compliance Solutions